Being the conductor of an orchestra comes pretty close to what we do. Each client is like a piece of music, and requires different musicians working together in unique ways. We blend the talents of the various specialists and financial instruments to achieve great results for the particular music that you, or your business may represent. In serving the needs of high net worth individuals, as well as pension and profit sharing plans, we use all the players available to us, to create impressive financial harmony.

Overview

• In this business it is about trust; preserving, managing and building your assets.
• Make RAM your partner in wealth management.
  • You’re successful.
  • You’ve worked hard to create a substantial portfolio.
  • You want to protect it and have it well managed.
  • You want your assets to grow.
  • Making these decisions takes time and specific expertise--the time and expertise that most people don’t have.
• The right partner is attuned to your needs.
• The right partner is someone you can trust.
• RAM can be that partner.

Our Services

• RAM’s mission is to serve the needs of high net worth individuals and pension and profit sharing plans by providing institutional quality investment counsel and wealth planning and management services.
• Our distinct investment philosophy is conservative, long-term and disciplined.
• Our services include:
  • Investment counsel
  • Portfolio structure and ongoing management
  • Financial advice and planning

Planning

• Wealth creates complexities. That's why our financial services go well beyond investment management. Today's investors need a variety of services--to get the best advice in each category, you need to use specialists. We can provide referrals to the accountants, lawyers, estate planners and insurance agents in whom we have the highest confidence.
• As your wealth grows, the amount of discipline, expertise and time to properly manage your assets increases exponentially.
  • Are you comfortable managing your assets?
  • Are you unsure how to invest your assets among the many choices?
  • Are you knowledgeable about tax law changes?
  • Are you up-to-date on new financial products?
  • Are your investment costs to high?

ROCKFORD ASSET MANAGEMENT LLC MAY ONLY TRANSACT BUSINESS IN THOSE STATES WHERE IT IS REGISTERED OR OTHERWISE EXCLUDED OR EXEMPTED FROM STATE REGISTRATION REQUIREMENTS.

FOLLOW-UP, INDIVIDUALIZED RESPONSES BY ROCKFORD ASSET MANAGEMENT LLC, BY OR THROUGH ITS PRINCIPALS OR REPRESENTATIVES, TO PERSONS IN ANY STATE AND WHICH INVOLVES EITHER (A) THE EFFECTING OR ATTEMPTING TO EFFECT TRANSACTIONS IN SECURITIES, OR (B) THE RENDERING OF PERSONALIZED INVESTMENT ADVICE FOR COMPENSATION, WILL NOT BE MADE ABSENT COMPLIANCE WITH APPLICABLE STATE INVESTMENT ADVISOR AND INVESTMENT ADVISOR REPRESENTATIVE REGISTRATION REQUIREMENTS, NOTICE FILINGS, OR AN APPLICABLE EXEMPTION OR EXCLUSION FROM SUCH REQUIREMENTS.